"Krim" LTD
Authorized organization
10.05.2018
63-5-43/0/59/344
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable financial reporting concerning foreign currency exchange transactions in cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
LLP Aliya & Company
Authorized organization
31.05.2018
№60-05-12/1028
Limited enforcement action
Written prescription
The nature of a breach:
1. for violation of the requirements of the legislation on combating the legalization of proceeds from crime, and the financing of terrorism
Date of performance:
08.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3, 11
- The Law on Combating the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"AXCH-Makinsk" LLP
Authorized organization
05.06.2018
181100803000050
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192 400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Note:
Penalty paid - 17.05.2018.
Type of Enactments
1. On requirenments for security and office space organization
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
06.06.2018
181500803000012
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable financial reporting concerning foreign currency exchange transactions in cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"AXCH-Makinsk" LLP
Authorized organization
07.06.2018
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of paragraph 40 of the Rules 144
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Note:
Executed, letter of "AXCH-Makinsk" LLP №15 from 21.06.2018 year
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
LLP Aliya & Company
Authorized organization
07.06.2018
4356-18-00-3/86
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
601 250 тенге
The nature of a breach:
1. Inconsistency of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism
Date of performance:
20.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Fala" LTD
Authorized organization
08.06.2018
63-5-43/0/59/345
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable financial reporting concerning foreign currency exchange transactions in cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Aiyrbastau-Zhaiyk" LLP
Authorized organization
26.06.2018
54-04-43/1421
Limited enforcement action
Written prescription
The nature of a breach:
1. for violation of Legislation of RK on accounting and financial reporting, as wellas requirements on automation of accounting
Date of performance:
31.07.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Prezident" LLP
Authorized organization
03.07.2018
50-07-17/1464
Limited enforcement action
Written prescription
The nature of a breach:
1. Violated the requirements of paragraph 39, 51 of the Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 144 dated 16 July 2014
Date of performance:
17.07.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Note:
Executed, letter of "President" LLP №5 from 16.07.2018 year
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
04.07.2018
64-07-26/9872
Limited enforcement action
Written prescription
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
12.07.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
