Authorized organization
24.12.2017
платежное поручение №57 от 20.12.2017г
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Note:
For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
20.12.2017
64-07-15/3/71/1182 от 11.12.2017г.
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. On requirenments for security and office space organization
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"AgroFinance" LLC
Issuer
12.11.2018
33-10-02/7300
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102, paragraph 1-1
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP Real Aktau
Authorized organization
21.12.2017
611020/2619
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
20.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31,37
- Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of republic of Kazakhstan from 16.07.2014 №144
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"Medtechnika" JSC
Issuer
12.11.2018
33-10-02/7299
Limited enforcement action
Written warning
The nature of a breach:
1. Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Agriculture Financial Support Fund”, JSC
Authorized organization
28.12.2017
60-06-10/2479СК
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the terms of the requested documents to the Law RoK "On National Bank of the Republic of Kazakhstan"
Date of performance:
29.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 62-3
Пункт: 3
- The Law RoK "About National Bank of the Republic of Kazakhstan" №2155 the 30 of March, 1995 year
Type of Enactments
1. "About National Bank of the Republic of Kazakhstan" Law
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
JSC "АКЦИОНЕРНЫЙ ИНВЕСТИЦИОННЫЙ ФОНД РИСКОВОГО ИНВЕСТИРОВАНИЯ "КАРАЖАТ ИНВЕСТ"
Issuer
12.11.2018
33-10-02/7297
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
15.11.2018
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
26.11.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
16.11.2018
33-10-02/7396
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of article 79 of the Law of Republic Kazakhstan «About joint-stock companies»
Date of performance:
24.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Aman-7" LTC
Authorized organization
29.12.2017
50-07-17/2510
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of paragraphs 31, 43, 51 of the Rules for the organization of exchange transactions with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan of July 16, 2014 No. 144.
Date of performance:
19.01.2018
Статья/пункты НПА, Статья КоАП:
1.
-
Note:
Executed letter of "Aman-7" LLP from 18.01.2018 year
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
