Measures being imposed

1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.

04.09.2018

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange operations with cash foreign currency for July 2018

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Violation of the procedure for reporting on registration certificates or certificates of notification or currency monitoring, exchange operations with foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false reports on registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency-entails a warning to individuals and legal entities.

04.09.2018

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange operations with cash foreign currency for the month of June 2018

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. untimely reporting

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Западно-Казахстанский филиал (Уральск)

1. Untimely representation of reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency

1. Статья: 243 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Западно-Казахстанский филиал (Уральск)

192400,00

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

22.10.2018

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Актюбинский филиал (Актобе)

1. Organization of exchange operations with cash foreign currency

20.09.2018

1. Organization of exchange operations with cash foreign currency

Актюбинский филиал (Актобе)

1. For violation of the legislation Repablic of Kazakhstan on accounting and financial reporting

26.10.2018

1. On compliance with accounting and financial reporting standards

Атырауский филиал (Атырау)

1. inaccurate reporting

1. - unreliable financial reporting concerning foreign currency exchange transactions in cash

1. Organization of exchange operations with cash foreign currency

Северо-Казахстанский филиал (Петропавловск)

841750

1. Late execution of a limited measure of impact

10.12.2018

1. Статья: 227 Пункт: 1 - The Civil Code of the Republic of Kazakhstan

1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures

Центральный филиал (Нур-Султан)

192400

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

10.12.2018

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

1. On requirenments for security and office space organization

Центральный филиал (Нур-Султан)