«Обменный Пункт «АС – Зеленый Медведь» LLP
Authorized organization
05.01.2018
54-04-43/ 35
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Legislation of RK on accounting and financial reporting, as wellas requirements on automation of accounting
Date of performance:
26.01.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
JSC "ЖАМБЫЛСКАЯ ГРЭС ИМ. Т.И. БАТУРОВА"
Issuer
16.11.2018
33-10-02/7411
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
28.02.2018
64-07-26/814
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.03.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Issuer
16.11.2018
33-10-02/7410
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Valyut Carit" LLP
Authorized organization
02.03.2018
63-5-43/0/59/343(185900803000005)
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable financial reporting concerning foreign currency exchange transactions in cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Issuer
16.11.2018
33-10-02/7409
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
16.11.2018
33-10-02/7407
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
16.11.2018
33-10-02/7406
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Valyut Carit" LLP
Authorized organization
05.03.2018
63-5-17/874
Limited enforcement action
Written prescription
The nature of a breach:
1. Violated the requirements of paragraphs 36 subitem 6), 41,51,56 of the Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 144 dated 16 July 2014.
Date of performance:
13.03.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
AGATA LTD
Authorized organization
06.03.2018
181100803000038
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. providing unreliable reporting on foreign exchange operations with foreign cash currency
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
