“National Company “Food Contractual Corporation”, JSC
Authorized organization
03.12.2015
24-2-03/630
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements in the field of automation of accounting
Date of performance:
29.01.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Agrarian Credit Corporation”, JSC
Authorized organization
31.05.2016
27-5-16/311
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting statements by organization as of 01.05.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“National Company “Food Contractual Corporation”, JSC
Authorized organization
01.06.2016
27-5-04/313
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting statements by organization as of 01.05.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“National Company “Food Contractual Corporation”, JSC
Authorized organization
05.09.2016
160000803003633
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 272 600 KZT
The nature of a breach:
1. administrative sanction was applied due to submission of inaccurate reporting to the Authorized Body.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
29.12.2016
2712-16-00-3/7956
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6363000
The nature of a breach:
1. Currency transactions in violation of the currency legislation Republic of Kazakhstan. 4. Violation of requirements established by the National Bank of Kazakhstan the issue a procedure of order on the establishment of exchange operations with foreign currency exchange rate by the issuing such order in the time frame from 6:00PM to 8:00AM next day by the local time of a place issue order and (or) day off of the “Kazakhstan Stock Exchange” JSC
Date of performance:
11.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Алтын Жайык" LLP
Authorized organization
29.12.2016
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1272600
The nature of a breach:
1. Currency transactions in violation of the currency legislation Republic of Kazakhstan. 4. Violation of requirements established by the National Bank of Kazakhstan the issue a procedure of order on the establishment of exchange operations with foreign currency exchange rate by the issuing such order in the time frame from 6:00PM to 8:00AM next day by the local time of a place issue order and (or) day off of the “Kazakhstan Stock Exchange” JSC
Date of performance:
07.02.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
“Almaty Regional Mortgage Company”, JSC
Authorized organization
06.01.2017
170000803000003
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. The repeated failure to file the financial statements and other types of reporting in due time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"БОЛАШАК- И.Т.И."
Authorized organization
01.02.2017
64-07-15/3/71/979
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. Проведение валютных операций с нарушением валютного законодательства Республики Казахстан.4. Нарушение установленного Национальным Банком Республики Казахстан порядка издания распоряжения об установлении курсов покупки и (или) продажи наличной иностранной валюты путем издания такого распоряжения в период времени с 18.00 часов дня до 8.00 часов следующего дня по местному времени места издания распоряжения и (или) в нерабочие дни акционерного общества «Казахстанская фондовая биржа» - влечет штраф на субъектов среднего предпринимательства в размере двухсот, на субъектов крупного предпринимательства - в размере пятисот месячных расчетных показателей.
Date of performance:
10.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"БОЛАШАК- И.Т.И."
Authorized organization
01.02.2017
64-07-15/3/71/978
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. Проведение валютных операций с нарушением валютного законодательства Республики Казахстан.4. Нарушение установленного Национальным Банком Республики Казахстан порядка издания распоряжения об установлении курсов покупки и (или) продажи наличной иностранной валюты путем издания такого распоряжения в период времени с 18.00 часов дня до 8.00 часов следующего дня по местному времени места издания распоряжения и (или) в нерабочие дни акционерного общества «Казахстанская фондовая биржа» - влечет штраф на субъектов среднего предпринимательства в размере двухсот, на субъектов крупного предпринимательства - в размере пятисот месячных расчетных показателей.
Date of performance:
10.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"БОЛАШАК- И.Т.И."
Authorized organization
16.02.2017
64-07-26/636
Limited enforcement action
Written prescription
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
23.02.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
