«Microfinancial organization «AK Жол» LLP
An organization engaged in microfinance activities
18.10.2017
№57-07-11/1899
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of requirements the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Date of performance:
20.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"«R-FINANS» MFO" LLP
An organization engaged in microfinance activities
19.10.2017
64-12-06/3976
Limited enforcement action
Written prescription
The nature of a breach:
1. Based on results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
31.10.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Microfinancial organization" Asian Credit Fund" LLP
An organization engaged in microfinance activities
25.10.2017
52-14-21/5931
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «Express Credit» LLP
An organization engaged in microfinance activities
25.10.2017
52-14-20/5922
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "HERMES CREDIT" LLP
An organization engaged in microfinance activities
25.10.2017
52-14-20/5924
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «Turan Credit» LLP
An organization engaged in microfinance activities
25.10.2017
52-14-17/5930
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «Investment centre» LLP
An organization engaged in microfinance activities
26.10.2017
52-14-21/5947
Limited enforcement action
Written prescription
The nature of a breach:
1. untimely submission of reports to the authorized body
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Microfinancial organization «AK Жол» LLP
An organization engaged in microfinance activities
31.10.2017
№57-07-11/1978
Limited enforcement action
Written prescription
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No41 of 28 January 2016 of the Board of the NBRK
Date of performance:
04.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 18
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Microfinancial organization «Bolashak Invest Finance» LLP
An organization engaged in microfinance activities
01.11.2017
52-14-21/6051
Limited enforcement action
Written prescription
The nature of a breach:
1. Value of coefficient k2 is greater that 0,25
Date of performance:
02.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
- Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
02.11.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
236700
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
02.12.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
