"Insurance Company "Amanat", JSC
Insurance organizations
27.02.2017
№170000803000093
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907 600 тг.
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.02.2017
170000803000164
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
28.02.2017
№170000803000162
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 042 100 тг.
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
03.03.2017
37-5-07/276
Limited enforcement action
Written prescription
The nature of a breach:
1. For providing incorrect information
Date of performance:
14.03.2017
Статья/пункты НПА, Статья КоАП:
1.
- Rules №76
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
03.03.2017
№37-5-07/282
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
15.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
03.03.2017
№37-5-07/280
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
14.03.2017
Статья/пункты НПА, Статья КоАП:
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
06.03.2017
170000803000180
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
17.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Еxecuted
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
06.03.2017
170000803000185
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Еxecuted
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
06.03.2017
170000803000184
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Еxecuted
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
10.03.2017
170000803000152
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
