Indira Dildabaeva
Actuaries
06.01.2015
37-4-05/10
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Azhar Kalieva
Actuaries
05.02.2015
37-4-05/165
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.02.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Indira Dildabaeva
Actuaries
10.02.2015
150000803000205
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
99 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Indira Dildabaeva
Actuaries
10.02.2015
150000803000204
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
99 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Berik Shatmanov
Actuaries
15.04.2015
37-4-05/460
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Adilbek Ryskulov
Actuaries
08.06.2015
37-4-05/686
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Berik Shatmanov
Actuaries
27.07.2015
150000803001256
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
99 100 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Indira Dildabaeva
Actuaries
27.07.2015
37-4-05/930
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.11.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alexa" Microfinancial organization", LLP
An organization engaged in microfinance activities
25.06.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. violation of deadlines for submitting financial statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
17.06.2020
200000803000056
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
17.07.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
