Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
14.06.2017
170000803000597
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. For file the false financial statements and other types of reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
15.06.2017
37-5-07/812
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
22.06.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
15.06.2017
№37-1-05/817
Limited enforcement action
Written prescription
The nature of a breach:
1. For untimely execution of activities of the plan
Date of performance:
01.07.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
16.06.2017
№37-1-05/825
Limited enforcement action
Written prescription
The nature of a breach:
1. For the preparation of financial statements in violation of the requirements of IAS 38 "Intangible Assets" and the current accounting policy of JSC "IC" Salem "
Date of performance:
28.06.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
20.06.2017
2
Limited enforcement action
Written agreement
The nature of a breach:
1. By results of inspection check
Date of performance:
31.12.2017
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
21.06.2017
№170000803000623
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
113450
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Date of performance:
22.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
22.06.2017
№234
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. in connection with the revealed violations in activities of JSC «IC «Amanat» the Vice chairman of the board of JSC «IC «Amanat» Koldasov Almas Iskenderovich is discharged of performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company"Victoria", JSC
Insurance organizations
22.06.2017
№38-4-04/511
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
03.07.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
23.06.2017
176300803000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Violation of the requirements provided for by paragraph 1 of Article 26 of the Law "On compulsory insurance of civil liability of owners of vehicles", expressed in late payment of insurance benefits.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Note:
the penalty was paid in the amount of 226,900 tenge on June 28, 2017.
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
27.06.2017
№170000803000629
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
113450
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Date of performance:
08.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
