«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.07.2017
33-1-05/128
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of paragraph 34 of the Resolution of Board of National Bank of the Republic of Kazakhstan №304 of December 26, 2016
Date of performance:
08.08.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
28.07.2017
№24-2-03/343
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.10.2017
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules № 47
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
31.07.2017
170000803000700
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Administrative sanctions resulted in the provision of false reporting to the authorized body
Date of performance:
25.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
31.07.2017
170000803000656
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Administrative sanction resulted in the provision of false reporting to the authorized body
Date of performance:
08.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implmented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
31.07.2017
170000803000696
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
567 250 тенге
The nature of a breach:
1. Administrative sanction was expressed in the failure to comply with the written agreement
Date of performance:
13.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
31.07.2017
170000803000685
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. For submission of false financial and other reporting
Date of performance:
13.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000693
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
204 210 тенге
The nature of a breach:
1. Violation of the terms for coordination of a leading employee of a financial organization, banking and insurance holding, Guarantee fund of insurance payments by a financial organization, banking and insurance holding, Guarantee fund of insurance payments
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 231
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000692
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
204 210 тенге
The nature of a breach:
1. Violation of the terms for coordination of a leading employee of a financial organization, banking and insurance holding, Guarantee fund of insurance payments by a financial organization, banking and insurance holding, Guarantee fund of insurance payments,
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 231
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000690
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000689
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
