"Grain Insurance Company", JSC
Insurance organizations
24.04.2017
170000803000305
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 134 500 тенге
The nature of a breach:
1. Repeated (two or more times during the twelve consecutive calendar months) violation of prudential standards established by the National Bank
Date of performance:
05.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
24.04.2017
170000803000307
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907 600 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
05.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
28.04.2017
№76
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. License was suspended for six month due to the company’s company’s non-observance of the requirements of the prudential standards and other compulsory rules and limits, established by the legislation of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Note:
The license shall be considered as suspended from the day of receiving the resolution by JSC "IC" Alliance-Policy ". The resolution was received 10.05.2017.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
02.05.2017
37-1-05/585
Limited enforcement action
Written warning
The nature of a breach:
1. Non-compliance with the terms of the insurance contract, which resulted in violation of the Civil Code of the Republic of Kazakhstan (by the private definition of the West Kazakhstan regional court of 28.03.2017y.)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
03.05.2017
63-11-22/1520
Limited enforcement action
Written prescription
The nature of a breach:
1. provision of information claimed by authorized body is not full
Date of performance:
10.05.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 62-3
Пункт: 3
- Of the Law RoK "About National Bank of the Republic of Kazakhstan" №2155 the 30 of March, 1995 year
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Insurance Company "Amanat", JSC
Insurance organizations
05.05.2017
№ 24-2-03/204
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
12.05.2017
37-1-05/624
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection check
Date of performance:
17.05.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
15.05.2017
№38-4-04/381
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
24.05.2017
Статья/пункты НПА, Статья КоАП:
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
17.05.2017
170000803000490
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. For file the false financial statements and other types of reporting
Date of performance:
27.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
31.05.2017
№37-3- 11/701
Limited enforcement action
Written warning
The nature of a breach:
1. For the infringement of reguirements of the second part of the article 31 of the Law of the Republic Kazakhstan "On insurance activity"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
