"Eximbank Kazakhstan”, JSC
Second tier banks
02.10.2014
13-3-05/2836
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
03.10.2014
140000803000783-140000803000794
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3 704 000 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
10.10.2014
140000803000775
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
13.10.2014
13-4-06/3068
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the Article 40 of the Banking Law
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
13.10.2014
13-4-06/3082
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written notification was issued to the Bank for giving incorrect reports to the authority
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
13.10.2014
13-4-06/3068
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
16.10.2014
140000803000801
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
16.10.2014
140000803000796
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
20.10.2014
13-3-05/3195
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
22.10.2014
38-2-04/2055
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
