"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
08.09.2014
140000803000641
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. administrative offense resulted in the violation of the Bank established by the legislation of the Republic of Kazakhstan the deadline for documents submission for registration of license
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 357-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
09.09.2014
13-2-01/2363
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law a written order was issued to the Bank for failure to fulfill the request of the authorized body.
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
09.09.2014
13-4-06/2376
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan, a written warning was issued to the Bank for the violation of the requirements of the Resolution of the Board of the Committee "On approval of the submission of information on transactions of the second-tier banks with persons associated with them by special relations" on July 15, 2010 № 108
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
09.09.2014
13-3-01/2378
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan, a written notification was issued to the Bank for providing to the Committee of Financial Monitoring of the Ministry of Finance of the Republic of Kazakhstan incorrect reports to the authority.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
09.09.2014
13-4-06/2377
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan, a written warning was issued to the Bank for the violation of the Resolution of the Board of the Committee "On approval of the submission of information on transactions of the second-tier banks with persons associated with them by special relations" on July 15, 2010 № 108, as well as providing Bank Committee with the false statements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
10.09.2014
13-1-01/2431
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
10.09.2014
13-4-06/2409
Limited enforcement action
Written prescription
The nature of a breach:
1. for provision of inaccurate reporting to the National Bank
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
10.09.2014
13-1-01/2431
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure to meet requirements of the National Bank
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
11.09.2014
13-1-01/2436
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
12.09.2014
13-1-01/2465
Limited enforcement action
Commitment letter
The nature of a breach:
1. for violation of banking legislation concerning with measures of early warning
Date of performance:
19.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №kas/sb-14-661of 19.09.14.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
