"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000470
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied as a result of incorrect calculation of prudential standards
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000468
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied as a result of bank's submission of incorrect financial statements to the National Bank of Kazakhstan
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000466
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied as a result of failing to provide financial statements, containing summaries, required by Banking Legislation of the Republic of Kazakhstan
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000465
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555600
The nature of a breach:
1. administrative sanction was applied as a result of repeated violations of the prudential standards established by the National Bank of Kazakhstan "Bank violated the prudential standards" at least two times during the last twelve months
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000471
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. administrative sanction was applied to Official (Prikozhan D.A.) as a result of incorrect calculation of prudential standards
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
08.08.2014
13-3-01/1731
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
08.08.2014
13-3-05/1735
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
08.08.2014
13-3-01/1724
Limited enforcement action
Written warning
The nature of a breach:
1. As per paragraph 2 of article 13 concerning counteraction to legalization (laundering) of income earned illegally, and terrorism financing.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
13.08.2014
13-4-06/1817
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written order was issued to the Bank for provision of inaccurate reporting to the National Bank
Date of performance:
15.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter 15.08.2014 №21-3-1/7796
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
18.08.2014
13-4-06/1921
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written order was issued to the Bank for provision of inaccurate reporting to the National Bank
Date of performance:
25.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
