Issuer
04.03.2015
33-3-20/1522 от 04.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
09.02.2015
150000803000406-150000803000407
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 378 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 3
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
09.02.2015
150000803000220-150000803000224
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 982 000 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
09.02.2015
150000803000225-150000803000241
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
792 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
09.02.2015
150000803000215-150000803000217
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 189 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
04.03.2015
33-3-20/1529 от 04.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
24.02.2015
150000803000536
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
04.03.2015
13-1-01/355
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
11.03.2015
13-3-01/401
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
13.03.2015
13-1-01/417
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
