Issuer
04.03.2015
33-3-20/1534 от 04.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
17.03.2015
150000803000581
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
04.03.2015
33-3-20/1531 от 04.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
18.03.2015
13-6-19/442
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
20.03.2015
13-1-01/473
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
30.03.2015
150000803000630
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
792 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
04.03.2015
33-3-20/1527 от 04.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.03.2015
150000803000624
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 189 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 3
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
31.03.2015
150000803000635
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
04.03.2015
33-3-20/1515 от 04.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
