"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.09.2014
38-2-04/1593
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.09.2014
38-2-04/1592
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the failure to comply with regulations.
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 01.10.2014 #01-86-1/3705)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
23.09.2014
13-4-06/2683
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK commitment letter was requested from the Bank due to the failure to eliminate a factor affecting the deterioration of the financial position of the banking conglomerate
Date of performance:
30.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
23.09.2014
13-4-06/2684
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written notification was issued to the Bank for provision of inaccurate reporting set by Resolution of the Board of NBRK "On approval of the list, forms, terms and Regulation of reporting by second tier banks" dated 23.09.2013 #249.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
23.09.2014
140000803000721
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. the administrative offence arise as a result of providing of an inaccurate information to the authorized body
Date of performance:
23.09.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
26.09.2014
13-1-01/2732
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure to meet requirements of the National Bank
Date of performance:
10.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented by letter №03-1908 09.10.14.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
26.09.2014
140000803000639
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648200
The nature of a breach:
1. administrative sanction was applied violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan concerning counteraction to legalization (laundering) of income earned illegally, and terrorism financing in the part of the provision of information on transactions subject to financial monitoring.
Date of performance:
26.09.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
01.10.2014
140000803000774
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
01.10.2014
140000803000773
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
01.10.2014
140000803000772
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
