JSC «Процессинговый центр «Астана»
Issuer
10.08.2017
33-11-18/405
Limited enforcement action
Written warning
The nature of a breach:
1. Violation of the requirements clause 2-2 of Article 79 of the Law of the Republic of Kazakhstan "On Joint Stock Companies"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
JSC "Каражыра"
Issuer
05.10.2017
17000080300809
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
17.10.2017
№33-11-18/1743
Limited enforcement action
Written prescription
The nature of a breach:
1. JSC Art 79 p 2-2
Date of performance:
17.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“National Company “Food Contractual Corporation”, JSC
Issuer
20.10.2017
33-10-01/1836
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
20.10.2017
33-10-01/1833
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 1 and 2-2 and in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1, 2 and 4
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
31.10.2017
33-10-01/2060
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
04.12.2017
Статья/пункты НПА, Статья КоАП:
Note:
implemented by letter # 397 dated 13/11/17
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
07.11.2017
33-10-01/2220
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
07.12.2017
Статья/пункты НПА, Статья КоАП:
Note:
implemented by letter # 355-17 dated 05/12/17
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
30.03.2018
180000803000716
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
15.06.2015
63521
Limited enforcement action
Written prescription
The nature of a breach:
1. За нарушение законодательство Республики Казахстан о бухгалтерском учете и составления финансовой отчетности
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
ТОО "ҚАЗЫНА"
Authorized organization
30.06.2015
52-10-42/2345
Limited enforcement action
Commitment letter
The nature of a breach:
1. За нарушение законодательство Республики Казахстан о бухгалтерском учете и составления финансовой отчетности
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
