""Акционерный инвестиционный фонд рискового инвестирования "Цатэк Инвест"" JSC
Issuer
12.11.2018
33-10-02/7295
Limited enforcement action
Written prescription
The nature of a breach:
1. Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Пансионат Каргалы" JSC
Issuer
12.11.2018
33-11-18/7293
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
05.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Law of the Republic of Kazakhstan "On Joint Stock Companies"
Type of Enactments
1. "On joint stock companies" The Law of the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
URALSKAGROREMMASH JSC
Issuer
12.11.2018
33-10-02/7280
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
12.11.2018
33-10-02/7278
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"УРАЛЬСКВОДСТРОЙ" JSC
Issuer
12.11.2018
33-10-02/7277
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
25.12.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"СОЦИАЛЬНО-ПРЕДПРИНИМАТЕЛЬСКАЯ КОРПОРАЦИЯ "АЛМАТЫ" JSC
Issuer
12.11.2018
33-10-02/7298
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"АЛАТАУ" ПО РАЗВИТИЮ АЛМАТИНСКОЙ ОБЛАСТИ" JSC
Issuer
12.11.2017
33-10-02/7296
Limited enforcement action
Written warning
The nature of a breach:
1. Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
13.03.2017
64-07-29/951
Limited enforcement action
Written prescription
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
17.03.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
ТОО "Изобилие-Астана"
Authorized organization
17.03.2017
64-07-15/3/71/1183
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Нарушение порядка предоставления отчетности по оформленным регистрационным свидетельствам или свидетельствам об уведомлении или по валютному мониторингу, по обменным операциям с наличной иностранной валютой, а также информации и документов, подтверждающих возникновение обстоятельств, которые влияют на сроки и условия репатриации национальной и иностранной валюты 1. Представление недостоверной отчетности по оформленным регистрационным свидетельствам или свидетельствам об уведомлении или по валютному мониторингу, по обменным операциям с наличной иностранной валютой - влечет предупреждение на физических и юридических лиц.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
ТОО "Изобилие-Астана"
Authorized organization
17.03.2017
64-07-26/1918
Limited enforcement action
Written prescription
The nature of a breach:
1. подпункт 6) пункта 36 Правил №144; - пункт 37 Правил №144; - пункт 40 Правил №144 (часть первая и третья); - пункт 46 Правил №144; - пункт 51 Правил №144; - пункт 56 Правил №144
Date of performance:
29.03.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
