JSC "АКЦИОНЕРНЫЙ ИНВЕСТИЦИОННЫЙ ФОНД РИСКОВОГО ИНВЕСТИРОВАНИЯ "КАРАЖАТ ИНВЕСТ"
Issuer
12.11.2018
33-10-02/7297
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 2-2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
15.11.2018
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
26.11.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
16.11.2018
33-10-02/7396
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of article 79 of the Law of Republic Kazakhstan «About joint-stock companies»
Date of performance:
24.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Aman-7" LTC
Authorized organization
29.12.2017
50-07-17/2510
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of paragraphs 31, 43, 51 of the Rules for the organization of exchange transactions with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan of July 16, 2014 No. 144.
Date of performance:
19.01.2018
Статья/пункты НПА, Статья КоАП:
1.
-
Note:
Executed letter of "Aman-7" LLP from 18.01.2018 year
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Issuer
16.11.2018
33-10-02/7412
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Date of performance:
25.12.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Обменный Пункт «АС – Зеленый Медведь» LLP
Authorized organization
05.01.2018
54-04-43/ 35
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of Legislation of RK on accounting and financial reporting, as wellas requirements on automation of accounting
Date of performance:
26.01.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
JSC "ЖАМБЫЛСКАЯ ГРЭС ИМ. Т.И. БАТУРОВА"
Issuer
16.11.2018
33-10-02/7411
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
28.02.2018
64-07-26/814
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.03.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Issuer
16.11.2018
33-10-02/7410
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", article 79, paragraph 2-2
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Valyut Carit" LLP
Authorized organization
02.03.2018
63-5-43/0/59/343(185900803000005)
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable financial reporting concerning foreign currency exchange transactions in cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
