"Алматинский дрожжевой завод" JSC
Issuer
25.02.2015
33-3-20/1269 от 25.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Central Asian Fuel-Energy Company"
Issuer
26.02.2015
33-3-20/1316 от 26.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
02.07.2014
33-3-20/640
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market" 02.07.2014
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №61755 dated 16.09.2014 у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
03.06.2015
33-1-06/4022
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
04.06.2015
33-1-06/4040
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SkyBridge Invest", JSC
Portofolio Manager
22.07.2015
33-1-06/5638
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Broker company “Astana-Finance”, JSC
Portofolio Manager
03.08.2015
33-1-06/6033
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance payments guarantee fund", JSC
Insurance Idemnity Fund
22.10.2012
9
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
04.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
11.07.2014
1400008030000210
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
11.07.2014
1400008030000209
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
