Issuer
03.03.2015
33-3-20/1470 от 03.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
18.12.2014
140000803001061
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
19.12.2014
13-3-01/4692
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
03.03.2015
33-3-20/1468 от 03.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
09.01.2015
13-6-19/19
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
19.01.2015
13-6-19/69
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
03.03.2015
33-3-20/1494 от 03.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
03.03.2015
33-3-20/1448 от 03.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
22.01.2015
13-4-06/79
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
27.01.2015
150000803000004
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
436 040тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
