«ForteBank», JSC
Second tier banks
06.12.2012
667/202/10047
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.04.2013
66-4-3-20/1457
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
12.12.2012
663/113/5386
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information in Kazakhstan deposit insurance fund
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Национальный инфокоммуникационный Холдинг "Зерде»
Issuer
06.04.2013
66-4-3-20/1473
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.12.2012
663/113/5386
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.04.2013
66-4-3-20/1461
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.04.2013
66-4-3-20/1423
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.04.2013
66-4-1-10/530
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
14.12.2012
663/209/5434
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.04.2013
66-4-3-20/593
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
