"Bank of Astana" JSC
Second tier banks
31.05.2012
663/124/2173
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.01.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
01.06.2012
665/110/1084
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" №2444 dated 31.08.95, the Committee for the control and supervision of the financial market and financial organizations of the National Bank of the Republic of Kazakhstan Financial Supervision exposed to the bank a written order in connection with the breaches of the Resolution of the Board of the Agency №296 dated 25.12.06 "On Approval of Rules for the classification of assets, contingent liabilities and the creation of provisions (reserves) against them".
Date of performance:
01.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
06.06.2012
661/245/1566
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
06.06.2012
661/245/1565
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
07.06.2012
60
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161800
The nature of a breach:
1. administrative sanction was ap
Date of performance:
07.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
07.06.2012
62
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative offence resulted in the announcement or publication of the Bank in mass media advertising, not corresponding to the reality on the day of publication.
Date of performance:
07.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
08.06.2012
665/210/1141
Limited enforcement action
Commitment letter
The nature of a breach:
1. Administrative sanction was applied due to failure to comply with requirements on banking legislation while opening of branches
Date of performance:
15.06.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
11.06.2012
45
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative offense resulted in the distortion of the supplier information from the subject credit history.
Date of performance:
11.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
13.06.2012
663/209/2394
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for violation of the deadline for execution measures plan about elemination of the violations identified during on-site inspection.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
15.06.2012
667/206/3383
Limited enforcement action
Commitment letter
The nature of a breach:
1. In a prisoner with a borrower agreement of bank loan the size of annual effective rate of reward is absent
Date of performance:
25.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №16-002/15595 of 25/06/12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
