Issuer
07.03.2013
66-4-3-20/2228
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
22.11.2012
154
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative offense resulted in the unlawful actions of the Bank, expressed in the representation of the Bank to the authorized body misreporting information
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
22.11.2012
149
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
26.11.2012
663/209/5140
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank for violation of requirements established by paragraph 7 article 40 of the Banking Law of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
07.03.2013
66-4-3-20/2210
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
07.03.2013
66-4-3-20/2205
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
26.11.2012
667/206/9845
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for violation of the deadline for submission of requested information
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.11.2012
667/206/9845
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Samruk-Energy" JSC
Issuer
07.03.2013
66-4-3-20/2219
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
27.11.2012
667/206/9869
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
