Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
18.05.2012
663/207/1990
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2006, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
18.05.2012
663/207/1992
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, #296.
Date of performance:
21.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letters №01/2394 of 21/05/12 г., №01/2491 of 28/05/12 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
18.05.2012
663/124/1995
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" №2444 dated 31.08.95 the Committee demanded цritten notification from the bank for breach of the Resolution of the Board of the National Bank RK №11 dated 25.02.11
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
18.05.2012
663/207/1997
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
18.05.2012
663/207/1991
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
18.05.2012
663/207/1993
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
18.05.2012
663/207/1987
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
18.05.2012
663/207/1987
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
21.05.2012
53
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161800
The nature of a breach:
1. administrative sanction was applied due to repeated violations established by the authorized body of binding norms.
Date of performance:
21.05.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
21.05.2012
664/106/2706
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with subparagraph 1) of paragraph 1 of Article 3-1 of the Law of the Republic of Kazakhstan «On securities market» a written order has been sent to the bank in connection with the submission of the report containing inaccurate information
Date of performance:
30.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №15-4-1/3447 of 25.05.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
