Issuer
02.05.2013
66-4-3-20/876
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
02.05.2013
66-4-3-20/929
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
14.12.2012
663/209/5434
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, in connection with violations of the Rules of early warning measures and methods for determining the factors affecting the deterioration of the financial position of commercial banks, approved by the Board of the Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations 28.02.2011. № 23 exposed to the bank a written order
Date of performance:
24.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №2332-1-1/219 of 24.12.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
02.05.2013
66-4-3-20/904
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
04.05.2013
66-4-3-20/941
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.05.2013
66-4-3-20/1495
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.05.2013
66-4-3-20/1497
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.05.2013
66-4-3-20/990
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.05.2013
66-4-3-20/961
Limited enforcement action
Commitment letter
The nature of a breach:
1. Нарушение требований пункта 4 статьи 9 ЗРК "О рынке ценных бумаг"
Date of performance:
17.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Частично исполнено письмом (№36997 от 12.06.2013г.) направлено письменное предписание 17.06.2013 г. №66-4-3-20/1764 направлено письмо №66-4-3-20/2666 Исполнено №54199 от 26.08.2013 г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.05.2013
66-4-3-20/958
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
