Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
23.02.2012
661/245/582
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for infringement of terms of presentation of prudential normative requirements report
Date of performance:
29.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №04-11/644 of 23.12.11
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
01.03.2012
15
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
01.03.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
12.03.2012
663/209/952
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for not implemented in terms some of point of measures plan about elemination of the violations identified during on-site inspection.
Date of performance:
30.03.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №06/1045 of 30.03.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.03.2012
25
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
257 683 kzt
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.03.2012
14
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
257683
The nature of a breach:
1. administrative sanction was ap|
Date of performance:
15.03.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.03.2012
665/110/502
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan commitment letter was requested from the Bank for providing incorrect information.
Date of performance:
02.04.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
20.03.2012
663/224/1104
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan commitment letter was issued to the bank for not implemented in terms some of point of measures plan about elemination of the violations identified during on-site inspection.
Date of performance:
30.03.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №591-1/221 of 30.03.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
20.03.2012
663/224/1104
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.03.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
29.03.2012
25
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative offence resulted in repeated (two or more times in three consecutive calendar months) violation of banks minimum reserve requirements set by the National Bank of the Republic of Kazakhstan
Date of performance:
29.03.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
05.04.2012
663/209/1317
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan the Commettee took restricted enforcement measures - conclude written agreement with the bank in connection with failure to comply with the requirements of the Banking Law of the Republic of Kazakhstan.
Date of performance:
07.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
The written agreement was terminated by the Committee letter № 663/224/2414 of 14-th June 2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
