АО "ABC Bank"
Second tier banks
20.08.2012
665/110/1772
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
20.08.2012
668/204/4738
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of the requirement the second paragraph of item 8 of article 29 of the Law of the Republic of Kazakhstan « On Banks and Banking Activity in the Republic of Kazakhstan" №2444 dated 31.08.95 »
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
20.08.2012
665/110/1772
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Low of the RK, written order was issued to the Bank for execution corrective actions, directed to eliminate violations and shortages and execution the letter of Committee #665/210/1521 of 20.07.12.
Date of performance:
24.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
22.08.2012
663/209/3539
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for violation of the paragraph 2 article 13 of the Law of the Republic of Kazakhstan " "On counteraction to legalization (laundering) of proceeds from crime and financing of terrorism""
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
22.08.2012
663/209/3539
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
24.08.2012
663/209/3570
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of the Instructions "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
01.10.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №9-3/7128 of 28.09.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
03.09.2012
663/124/3711
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan letter of commitment was requested from the Bank for violation of the paragrapf 28-2 of the Rules of assets classification, approved by the Resolution of the Agency's Board dated December 25, 2006, №296.
Date of performance:
12.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
03.09.2012
663/209/3705
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
04.09.2012
92
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was ap
Date of performance:
04.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
24.06.2011
668/120/475
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
