"ATFBank", JSC
Second tier banks
11.04.2012
663/124/1425
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, #296.
Date of performance:
17.04.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №04-10/10484 of 16.04.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
12.04.2012
663/124/1432
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.04.2012
663/124/1437
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
12.04.2012
663/124/1432
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
12.04.2012
663/124/1437
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for non-provision of information in full.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
13.04.2012
663/124/1483
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
13.04.2012
663/124/1486
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information, violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.04.2012
663/124/1500
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Date of performance:
23.04.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter № 14-2/4295 of 23.04.2012, №14-2/5476 of 16.05.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
17.04.2012
663/124/1500
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.04.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
18.04.2012
663/124/1515
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.04.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
