"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
23.04.2012
663/224/1599
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank in connection with violation of paragraph 5 of Article 45 of the Banking Law of the Republic of Kazakhstan
Date of performance:
27.04.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by bank's letter №09/2-7-15/1957 of 04.06.12.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
26.04.2012
665/210/774
Limited enforcement action
Commitment letter
The nature of a breach:
1. "As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Law of the Republic of Kazakhstan ""On Joint Stock Companies"" №415-II dated 13.05.03., Resolution of the Board of the Agency № 49 dated 23.02.07 ""On Approval of Rules of loans documentation"", Resolution of the Board of the Agency №296 dated 25.12.06 ""On Approval of Rules on classification of assets, contingent liabilities and the creation of provisions (reserves) against them,"", Resolution of the Board of the Agency №215 dated 23.09.06 ""On Approval of calculating interest rates for the dissemination of information on interest on financial services."" "
Date of performance:
04.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №05/1389 of 28.04.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
27.04.2012
663/209/1676
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, #296.
Date of performance:
28.04.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №9-6/2963 of 28.04.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
02.05.2012
665/209/814
Limited enforcement action
Commitment letter
The nature of a breach:
1. "In accordance with Article 46 of the Law of the Republic of Kazakhstan ""On Banks and Banking Activity in the Republic of Kazakhstan"", the Committee for the control and supervision of the financial market and financial organizations of the National Bank of the Republic of Kazakhstan demanded a letter of commitment from the bank for breach of the Resolution of the Board of the Agency № 49 ""On Approval of Rules of loans documentation"". "
Date of performance:
05.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
02.05.2012
665/209/816
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" to the bank applied to the written notification of the measure of plan the time fixed by the Committee
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
18.05.2012
663/124/1815
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan", commitment letter was requested from the bank for violation of the Resolution of the Board # 296 "On approval of the Rules of classification of assets and conditional liabilities and creation of provisions (reserves) against them as well as on introduction of amendments"
Date of performance:
11.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №59-002/11496 of 14/05/2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
14.05.2012
663/124/1904
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan", written notification was issued to the bank for violation of the Resolution of the Board # 296 "On approval of the Rules of classification of assets and conditional liabilities and creation of provisions (reserves) against them as well as on introduction of amendments"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
14.05.2012
667/106/2814
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of Article 39 of the Law of the Republic of Kazakhstan "Of Banks And Banking Activities in the Republic of Kazakhstan" in terms of enacting new types of commissions under the framework of the concluded bank loan agreement.
Date of performance:
25.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №59183 of 24/05/12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
17.05.2012
663/224/1956
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of paragraph 2 of article 17 of the Banking Law of the Republic of Kazakhstan
Date of performance:
24.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №09/2-7-12/1759 от 21.05.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"КазАгроГарант" JSC
Issuer
03.03.2011
10-01-04/1288/4331
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
