"Bank CenterCredit", JSC
Second tier banks
03.08.2012
667/106/4459
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
03.08.2012
661/245/1566
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
03.08.2012
663/209/3267
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Note:
Bank needs to present documents proving the establishment of the appropriate reserves in accordance with the requirements of Rules till 8 August 2012. Executed by letter №1436 of 07/08/2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
07.08.2012
663/209/3314
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
13.08.2012
667/202/4627
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
13.08.2012
667/202/4627
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of requirement of point 12 Instructions about requirements to the presence of control risk system and internal control in jars the second level, ratified by the decision of Rule of Agency of Republic of Kazakhstan on adjusting and supervision of financial market and financial organizations from 30.09.05 № 359.
Date of performance:
31.08.2012
Статья/пункты НПА, Статья КоАП:
Note:
№3093 Implemented (letter №3093 of 29.08.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
14.08.2012
663/209/3420
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information and for violation of requirements established by paragraph 7 article 40 of the Banking Law of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
14.08.2012
66908/534
Limited enforcement action
Written prescription
The nature of a breach:
1. On compulsory for execution corrective actions, directed to eliminate violations and shortages, revealed during the inspection.
Date of performance:
10.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
16.08.2012
663/124/3463
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Committee, the Bank and Astana-Finance" JSC concluded a written agreement to take corrective measures in order to eliminate the violation of the requirements established by the legislation of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Note:
The agreement entered into force on the date of signature by the Parties (01/10/2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
16.08.2012
663/124/3463
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
