"Alliance Bank", JSC
Second tier banks
01.12.2011
76
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
45360
The nature of a breach:
1. administrative offense resulted in the distortion of the supplier information from the subject credit history.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
01.12.2011
663/207/3175
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragraph 4 Article 39 of the Banking Law of the Republic of Kazakhstan.
Date of performance:
09.12.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №601 of 09.12.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
02.12.2011
663/221/3155
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the paragraph 4 Article 39 of the Banking Law of the Republic of Kazakhstan.
Date of performance:
09.12.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №kas/sb-11-4536 of 06.12.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
05.12.2011
84
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
05.12.2011
81
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
05.12.2011
84
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226800
The nature of a breach:
1. administrative sanction was applied due to failure of submission of information to the Authorized Body, which is required according to banking legislation of the Republic of Kazakhstan.
Date of performance:
05.12.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
05.12.2011
81
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151200
The nature of a breach:
1. administrative sanction was applied due to failure of submission of information to the Authorized Body, which is required according to banking legislation of the Republic of Kazakhstan.
Date of performance:
05.12.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
05.12.2011
83
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151200
The nature of a breach:
1. administrative sanction was applied due to untimely reporting authorized body.
Date of performance:
05.12.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
06.12.2011
663/221/3209
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instructions "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
14.12.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №62679 of 14.12.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
07.12.2011
663/207/3231
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking in the Republic of Kazakhstan", the Bank ordered to take binding corrective measures to address identified deficiencies.
Date of performance:
21.12.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №03/3205 of 21.12.11)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
