"ATFBank", JSC
Second tier banks
21.05.2012
53
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161800
The nature of a breach:
1. administrative sanction was applied due to repeated violations established by the authorized body of binding norms.
Date of performance:
21.05.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
21.05.2012
664/106/2706
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with subparagraph 1) of paragraph 1 of Article 3-1 of the Law of the Republic of Kazakhstan «On securities market» a written order has been sent to the bank in connection with the submission of the report containing inaccurate information
Date of performance:
30.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №15-4-1/3447 of 25.05.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
25.05.2012
663/124/2081
Limited enforcement action
Written warning
The nature of a breach:
1. As a per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for providing incorrect information to the Committee
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
28.05.2012
55
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
161800
The nature of a breach:
1. administrative sanction was applied due to submission to the Authorized body of information, submission of which is required according to the banking legislation.
Date of performance:
28.05.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
29.05.2012
665/205/1043
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" №2444 dated 31.08.95, the Committee for the control and supervision of the financial market and financial organizations of the National Bank of the Republic of Kazakhstan Financial Supervision demanded a letter of commitment from the bank for breach of the Resolution of the Board of the Agency №296 dated 25.12.06 "On Approval of Rules for the classification of assets, contingent liabilities and the creation of provisions (reserves) against them".
Date of performance:
06.05.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
30.05.2012
661/245/1489
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
30.05.2012
661/245/1490
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
30.05.2012
663/124/2161
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Instruction "On order of asset allocation into domestic assets" approved by the Resolution of the Agency's Board dated June 2, 2000, #262
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
30.05.2012
661/245/1490
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
30.05.2012
661/245/1488
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
