Issuer
28.03.2011
10-01-06/1274/4297
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
28.03.2011
10-01-14/1703/5795-и
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
28.03.2011
10-01-14/1716/5828
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
30.03.2011
10-01-04/1784/6046
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.04.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.06.2011
668/120/21
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.06.2011
668/120/3831
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Medtechnika" JSC
Issuer
17.06.2011
668/118/294
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
22.06.2011
668/120/356
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
24.06.2011
668/120/475
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
17.05.2012
663/224/1955
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" to a bank and a major participant LLP "Svyazmontazh Holding" sent written prescription for non-major participant in the annual financial statements of the bank under the requirements of the authorized body
Date of performance:
24.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №6 от 24.05.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
