"Temirbank" JSC
Second tier banks
13.06.2012
663/209/2394
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for violation of the deadline for execution measures plan about elemination of the violations identified during on-site inspection.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
15.06.2012
667/206/3383
Limited enforcement action
Commitment letter
The nature of a breach:
1. In a prisoner with a borrower agreement of bank loan the size of annual effective rate of reward is absent
Date of performance:
25.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №16-002/15595 of 25/06/12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
25.06.2012
661/245/1762
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
27.06.2012
661/245/1777
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
28.06.2012
65
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative offence resulted in the announcement or publication of the Bank in mass media advertising, not corresponding to the reality on the day of publication.
Date of performance:
28.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
28.06.2012
67
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
28.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
03.07.2012
668/119/3749
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
10.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
04.07.2012
661/245/1854
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
04.07.2012
661/245/1853
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
09.07.2012
667/106/3937
Limited enforcement action
Written warning
The nature of a breach:
1. Violations of a paragraph 3 Article 312 of the Civil code of the Republic of Kazakhstan and paragraphs 13 and 14 of the Instruction about the requirements for the availability of risk management and internal control in banks, approved by the Board of the Agency on September 30, 2005 № 359.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
