"ШалкияЦинкЛТД" JSC
Issuer
23.07.2013
66-4-3-20/2699
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Finservise”, JSC
Issuer
07.05.2013
66-4-3-20/2262
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Lancaster Securities” JSC (renamed from “Accept Invest”, JSC)
Issuer
14.08.2012
668/119/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.08.2009
10-01-22/8362
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
01.09.2009
10-01-22/8950
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
01.09.2009
10-01-22/8993
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
04.09.2009
08-02-08/6411
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
08.09.2009
10-01-14/9228
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
08.09.2009
10-01-14/9219
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SKY SERVICE" JSC
Issuer
08.09.2009
10-01-14/9213
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
