"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
06.01.2012
665/105/24
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the Republic of Kazakhstan, the bank issued a written order for Failure to supply information in the course ofinspections.
Date of performance:
12.01.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
06.01.2012
668/208/20
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with article 46 of the Law of the Republic of Kazakhstan “On banks and banking activity in the Republic of Kazakhstan”, written notification was issued to the bank for violation of requirements established by paragraph 8 Article 29 of the Banking Law of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
17.01.2012
663/124/186
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for providing incorrect regulatory report.
Date of performance:
23.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
19.01.2012
663/224/226
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the requirements of commitment letter .
Date of performance:
20.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №010 of 20.01.2012г.)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
19.01.2012
663/224/229
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan
Date of performance:
24.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №16/238 of 23.01.2012г.)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
19.01.2012
663/209/228
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK for the assessment of the bank's rules discrepancy instructions about the requirements for the availability of risk management and internal control in banks, approved by the Board of the Agency on September 30, 2005 № 359, the bank issued a written notice
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
26.01.2012
663/113/340
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for providing incorrect regulatory report for non-conformity with the requirements of the regulation of the Board of Agency as of 25 December 2006, №296
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
31.01.2012
661/245/273
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the deadline for submission of reports
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №2803 of 01.02.2012г.)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
31.01.2012
661/245/270
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
31.01.2012
661/245/276
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the deadline for submission of reports
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №08/718 of 06.02.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
