Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
23.01.2013
664/106/479
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alibi Securities", JSC
Portofolio Manager
23.01.2013
664/106/477
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
28.01.2013
664/113/602
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
28.01.2013
664/107/582
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
31.01.2013
664/106/6807
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
04.02.2013
664/106/727
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
07.02.2013
664/106/808
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
07.02.2013
661/245/370
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
07.02.2013
664/106/812
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
08.02.2013
664/113/910
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
