"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
19.10.2011
663/207/2495
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of paragraph 2 of article 17 of the Banking Law of the Republic of Kazakhstan
Date of performance:
31.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №09-11/1-15/3636 of 24.10.11
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
19.10.2011
668/120/2889
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market".
Date of performance:
21.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter вх.№ 54427 of 09.11.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
21.10.2011
663/207/2540
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instructions "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
31.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №01/4128-2 of 31.10.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
24.10.2011
663/207/2560
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for not implemented some of point of measures plan about elemination of the violations identified during on-site inspection.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
26.10.2011
663/110/2600
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.11.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.10.2011
663/110/2600
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.11.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Credit Altyn Bank" JSC
Second tier banks
26.10.2011
663/221/2597
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank in connection with violation of paragraph 4 of Article 39 of the Banking Law of the Republic of Kazakhstan.
Date of performance:
31.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
27.10.2011
663/121/2622
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank in connection with violation of paragraph 4 of Article 39 of the Banking Law of the Republic of Kazakhstan
Date of performance:
03.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1531 of 02.11.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
31.10.2011
663/207/2671
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for providing incorrect regulatory report.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
31.10.2011
663/110/2670/1
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan the Commettee took restricted enforcement measures - conclude written agreement with the bank in connection with failure to comply with the requirements of the Banking Law of the Republic of Kazakhstan
Date of performance:
31.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
