"Qazaq Banki", JSC
Second tier banks
28.12.2011
661/233/1680
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 54of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for incorrect presentation of regulatory reports
Date of performance:
30.12.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №03/3430
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
28.12.2011
661/233/1692
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 54of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for incorrect presentation of regulatory reports
Date of performance:
04.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №AMAFCD1200001)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
28.12.2011
661/233/1692
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.01.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
29.12.2011
665/103/1824
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
29.12.2011
665/103/1824
Limited enforcement action
Written prescription
The nature of a breach:
1. According to the subparagraph of point 1 of article 46 of the Law on banks, to bank the limited measure of influence in the form of the written instruction in connection with infringements the requirement of Rules of classification of actives, regarding formation of the necessary size provisions is applied.
Date of performance:
30.12.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №1-1-1/213-1 of 04.01.2012г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
30.12.2011
668/120/4514
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written order was issued to the bank for violation paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
30.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №3269 оf 12.01.2012г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
04.01.2012
661/245/2
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for violation of the deadline for submission of requested information
Date of performance:
09.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №14-2/250 of 10.01.12)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.01.2012
663/209/14
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.01.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
04.01.2012
661/245/2
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, commitment letter was requested from the bank which contain fact of a recognition of available concerning the terms of execution of some items according to a plan of measures on elimination of the violation revealed during scheduled inspection and a guarantee of a elimination in terms with the instruction of the list of planned actions.
Date of performance:
09.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №266-24/78 of 09.01.12)
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
04.01.2012
661/245/3
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for violation of the deadline for submission of requested information
Date of performance:
09.01.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №12-3-1/163 of 10.01.12)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
