"Halyk Bank of Kazakhstan", JSC
Second tier banks
31.01.2012
661/245/274
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the deadline for submission of reports
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №06-1619 of 03.02.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
31.01.2012
661/245/275
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the deadline for submission of reports.
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1-7254 of 03.02.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
31.01.2012
661/245/272
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the deadline for submission of reports.
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №03-10/184 of 01.02.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
31.01.2012
661/245/269
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
31.01.2012
661/245/275
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was issued to the bank for violation of the deadline for submission of reports. |
Date of performance:
06.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1-7254 of 03.02.2012) |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
02.02.2012
663/113/408
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
03.02.2012
663/224/431
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instructions "Оn requirements of risk management and internal control systems in tier-two banks", approved by the Resolution of the Agency's Board dated September 30, 2005, #359.
Date of performance:
13.02.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
03.02.2012
663/124/436
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with article 46 of the Law of the Republic of Kazakhstan “On banks and banking activity in the Republic of Kazakhstan”, written notification was issued to the bank for violation of requirements established by paragraph 8 Article 29 of the Banking Law of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
07.02.2012
663/124/471
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, commitment letter was requested from the bank which contain fact of a recognition of available concerning the terms of execution of some items according to a plan of measures on elimination of the violation revealed during scheduled inspection and a guarantee of a elimination in terms with the instruction of the list of planned actions.
Date of performance:
15.02.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №12-3-1/1010 от 14.02.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
09.02.2012
6
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
09.02.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
