First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
09.08.2013
66-4-2-10/3159
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
09.08.2013
66-6-3-04/1759
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
09.08.2013
66-6-3-04/1758
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
16.08.2013
66-4-2-05/3308
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
21.08.2013
66-4-1-05/3410
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Gold Investment Group" JSC
Portofolio Manager
21.08.2013
66-4-1-05/3551
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Gold Investment Group" JSC
Portofolio Manager
21.08.2013
66-4-1-05/3551
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Portofolio Manager
22.08.2013
176
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
29.08.2013
189
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
02.09.2013
66-4-1-05/3660
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
