"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
24.06.2013
66-6-3-04/1192
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
01.07.2013
66-4-2-10/2144
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
01.07.2013
66-4-3-20/2140
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Portofolio Manager
09.07.2013
66-4-3-20/2330
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
09.07.2013
66-4-3-20/2349
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Portofolio Manager
12.07.2013
66-4-3-20/2430
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
15.07.2013
66-4-2-10/2502
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"FALCONRY CAPITAL", JSC
Portofolio Manager
16.07.2013
66-4-1-10/2528
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
16.07.2013
66-4-1-10/2525
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Broker company “Astana-Finance”, JSC
Portofolio Manager
22.07.2013
66-4-2-10/2683
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
