Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
22.05.2013
66-4-1-14/1254
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
29.05.2013
66-4-3-20/1345
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
30.05.2013
66-4-3-20/1375
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
04.06.2013
66-4-1-10/1449
Limited enforcement action
Commitment letter
The nature of a breach:
1. орындалды|
Date of performance:
25.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
04.06.2013
66-4-2-10/1447
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
10.06.2013
66-4-3-20/1580
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
17.06.2013
66-4-1-10/1756
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
24.06.2013
66-4-1-10/1931
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
24.06.2013
66-4-1-10/1931
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
24.06.2013
66-6-3-04/1191
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
