«ForteBank», JSC
Second tier banks
03.10.2011
663/207/2225
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of the required information in Committee . |
Date of performance:
01.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №16-2-1/12098 of 01.11.2011 |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
05.10.2011
58
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151200
The nature of a breach:
1. administrative sanction was ap
Date of performance:
05.10.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
09.10.2011
663/110/2229
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for violation of the deadline for submission of report
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
12.10.2011
663/207/2371
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Credit Altyn Bank" JSC
Second tier banks
12.10.2011
663/207/2374
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Bank issued a written notification for failure to written order of the Committee
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
12.10.2011
663/207/2373
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, the bank demanded a letter of recognition obyazatelstvosoderzhaschee gaps in the timing of execution of the individual items under the action plan to address violations identified during a routine inspection of the Agency and the guarantee of the Bank's management to address them in a strictly defined terms with a list of planned activities.
Date of performance:
18.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №03/2352 оf 18.10.2011, №03/2363 оf 20.10.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
12.10.2011
663/207/2374
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
13.10.2011
663/207/2395
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with article 46 of the Law on banks of the RK, the letter of commitment was requested from the Bank, for non-conformity with the requirements of the regulation of the Board of Agency as of 2 September 2008, №140 "About the establishment of minimal size of authorized and equity capital of second-tier banks"
Date of performance:
19.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №28-01/2143 of 17.10.2011). Commitment letter was withdraw by Сommittee letter # 663/207/2922 of 16.11.2011.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
14.10.2011
665/111/1157
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.10.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
14.10.2011
62
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226800
The nature of a breach:
1. administrative sanction was ap
Date of performance:
14.10.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
