"Temirbank" JSC
Second tier banks
11.05.2011
10030/1284
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank due to incorrect reports provision.
Статья/пункты НПА, Статья КоАП:
Note:
within five working days from the date of reception Implemented within required deadline (letter #9-6/2656 of 17.05.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“FATTAH FINANCE”, JSC (renamed from AFC Capital)
Portofolio Manager
24.06.2011
66001/2115
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
11.05.2011
10030/1273
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank non-provision of requested information and report about reference of the applicant.
Date of performance:
16.05.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“FATTAH FINANCE”, JSC (renamed from AFC Capital)
Portofolio Manager
24.06.2011
66001/2115
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.07.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
12.05.2011
10030/1404
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.05.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
12.05.2011
10030/1333
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.05.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
12.05.2011
10030/1404
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-provision of consolidated audited annual report for year 2010, within required deadline.
Date of performance:
16.05.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №13/928 of 16.05.2011)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Portofolio Manager
04.07.2011
16
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
75 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
05.07.2011
664/117/154
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.05.2011
10030/1333
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for noncompliance of interest rates by bank's loan agreement.
Date of performance:
06.05.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
