"Freedom Finance”, JSC
Portofolio Manager
14.08.2012
665/304/1713
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alibi Securities", JSC
Portofolio Manager
21.08.2012
664/113/4779
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
22.08.2012
664/106/4832
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Management company «ORDA Capital» , JSC
Portofolio Manager
22.08.2012
664/113/4830
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
03.09.2012
664/106/5012
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
04.09.2012
664/106/5027
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
06.09.2012
664/106/5077
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"FALCONRY CAPITAL", JSC
Portofolio Manager
12.09.2012
664/106/5180
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
12.09.2012
664/106/5194
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
12.09.2012
664/106/5179
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
