“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Portofolio Manager
18.10.2012
664/106/6222
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
18.10.2012
664/106/6198
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Management company «ORDA Capital» , JSC
Portofolio Manager
18.10.2012
664/106/6228
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
18.10.2012
664/106/6229
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alibi Securities", JSC
Portofolio Manager
18.10.2012
664/106/6232
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
19.10.2012
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Securities", JSC
Portofolio Manager
19.10.2012
664/106/6317
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
19.10.2012
664/106/6278
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
19.10.2012
664/106/6278
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
19.10.2012
664/106/6319
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
