"Eurasian Bank", JSC
Second tier banks
08.08.2007
08-01-2/2510
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
28.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
10.08.2007
10-13/2903
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
14.08.2007
08-02-02/2559
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
14.08.2007
217
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54600
The nature of a breach:
Date of performance:
14.08.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
6
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank delayed in producing insurance payments
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
5
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank delayed in producing insurance payments
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
08.02.2011
10
Sanctions and other administrative penalties
Not specified
Punishment awarded:
525642
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
14.08.2007
230
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109200
The nature of a breach:
Date of performance:
14.08.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 191
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
09.02.2011
02-04-33/238
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2010.
Date of performance:
16.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
14.08.2007
225
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
87360
The nature of a breach:
Date of performance:
14.08.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
