"Insurance Company "SAYA", JSC
Insurance organizations
04.02.2011
06-01-11/123
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
15.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
04.02.2011
06-01-11/120
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
15.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
07.02.2011
02-04-33/205
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
07.02.2011
02-04-33/207
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
07.02.2011
02-04-33/209
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
26.07.2007
04-01-15/2355
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
26.07.2007
04-01-15/2358
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
26.07.2007
04-01-15/2362
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
07.02.2011
02-04-33/204
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
07.02.2011
02-04-33/206
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
