“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
26.07.2007
04-01-15/2357
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
8
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company submitted to the authorized body its unreliable reporting
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.07.2007
04-01-15/2356
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
4
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact of drawing up report, leading to falsification of indicators on observance of prudential normative contained in it
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
27.07.2007
153
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
273000
The nature of a breach:
Date of performance:
27.07.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
02.08.2007
08-02-2/2453
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
02.08.2007
08-02-2/2453
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
3
Sanctions and other administrative penalties
Not specified
Punishment awarded:
228000
The nature of a breach:
1. administrative sanction was applied due to failure of keeping accounting balance sheet in accordance with established standards and procedures
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
7
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank delayed in producing insurance payments
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
03.08.2007
08-01-2/2478
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
