"Alliance Bank", JSC
Second tier banks
06.07.2007
04-01-15/2356
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
21.01.2011
06-01-11/69
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
17.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
25.01.2011
06-01-11/84
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance company gives discounts to policyholders in violation of the law
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
26.07.2007
04-01-15/2359
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
26.07.2007
04-01-15/2360
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
01.02.2011
06-01-11/97
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of subparagraph 2) of paragraph 1 in article 48 of the Law "On insurance activity"
Date of performance:
28.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
03.02.2011
06-01-11/110
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of prudential standards
Date of performance:
18.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
26.07.2007
04-01-15/2352
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
04.02.2011
06-01-11/122
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
15.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
04.02.2011
08-01-07/474
Limited enforcement action
Commitment letter
The nature of a breach:
1. The IC was in breach of subparagraph 16-1) of paragraph 2 in article 17, paragraph 3 in article 25, and subparagraph 2 in article 26-I of the Law of the Republic of Kazakhstan "On compulsory liability insurance of vehicle owners"
Date of performance:
15.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
