"Alliance Bank", JSC
Second tier banks
04.09.2007
191
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
04.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
04.09.2007
192
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
04.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
16.05.2011
10030/15098
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law |
Date of performance:
27.05.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
04.09.2007
158
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
04.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
18.05.2011
31
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company submitted to the authorized body its unreliable reporting
Date of performance:
18.05.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
07.09.2007
233
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54600
The nature of a breach:
Date of performance:
07.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
07.09.2007
239
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54600
The nature of a breach:
Date of performance:
07.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
12.09.2007
228
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21840
The nature of a breach:
Date of performance:
12.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
19.09.2007
05-03-14/7965
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.12.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.09.2007
08-01-02/2816
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.10.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
