JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
03.09.2007
186
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
28.02.2011
10-02-01/874
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of item 2 of article 33 of the Law of the Republic Kazakhstan «About Insurance Activity »
Date of performance:
28.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
03.09.2007
187
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
03.09.2007
201
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
04.09.2007
169
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
04.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
02.03.2011
06-01-11/270
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of prudential standards
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
04.03.2011
06-01-11/271
Limited enforcement action
Written agreement
The nature of a breach:
1. Breach of prudential standards
Date of performance:
01.05.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
04.09.2007
169
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
18.03.2011
06-02-05/325
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.05.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
30.03.2011
06-01-11/337/6023-И
Limited enforcement action
Written agreement
The nature of a breach:
1. Breach of prudential standards
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
